Allspring Global Investments Luxembourg S.A.

RTS 28 and Article 65(6) Disclosure

Allspring Global Investments Luxembourg S.A. (“Allspring Luxembourg”) authorised and regulated by the Commission de Surveillance du Secteur Financier (“CSSF”), fully delegates portfolio management and trading for its in-scope Markets in Financial Instruments Directive (“MiFID") clients to its affiliates, Allspring Global Investments, LLC (“Allspring Investments”) and Allspring Global Investments (UK) Limited (“Allspring UK”) (hereafter collectively referred to as ‘Allspring’).

As part of Allspring Luxembourg’s regulatory commitment and to increase transparency related to executing client orders, in accordance with MiFID II (Markets in Financial Instruments Directive 2014/65/EU) and Commission Delegated Regulation (2017/565) supplementing MiFID II, Allspring Luxembourg is required to summarise and publish, on an annual basis, best execution information and data in order to enable its in-scope MiFID clients and the public to evaluate the quality of Allspring’s execution practices.

In particular, Allspring has identified and analysed the top 5 execution venues (as required under MiFID II Regulatory Technical Standard (RTS) 28) and the top 5 execution brokers (as required under MiFID Delegated Regulation Article 65(6)), in terms of trading volumes in the classes of financial instruments that Allspring executes on behalf of Allspring Luxembourg’s in-scope MiFID clients and provided information on the quality of execution obtained.

The analysis and reporting data in respect of Allspring Luxembourg’s RTS 28 and Article 65(6) disclosures can be found using the links on this page.