GIPS and Business Disclosures

Allspring Global Investments (Allspring) is the trade name for the asset management firms of Allspring Global Investments Holdings, LLC, a holding company indirectly owned by certain portfolio companies of GTCR LLC and Reverence Capital Partners, L.P. These firms include but are not limited to Allspring Global Investments, LLC, and Allspring Funds Management, LLC. Certain products managed by Allspring entities are distributed by Allspring Funds Distributor, LLC (a broker-dealer and Member FINRA). Associated with Allspring is Galliard Capital Management, LLC (an investment advisor that is not part of the Allspring trade name/GIPS firm).

Allspring has well-established, and clearly stated policies that set guidelines on how we conduct business. When ethical situations arise in the normal course of doing business, Allspring encourages all team members to make decisions that are consistent with our Code of Ethics. Allspring adheres to the highest ethical standards and regulatory requirements in the industry. Specifically on these polices:

  • Performance Standards: Allspring Global Investments (Allspring*) claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. Allspring has been independently verified for the periods January 1, 1997 through December 31, 2021. The verification reports are available upon request. A firm that claims compliance with the GIPS standards must establish policies and procedures for complying with all the applicable requirements of the GIPS standards. Verification provides assurance on whether the firm's policies and procedures related to composite and pooled fund maintenance, as well as the calculation, presentation and distribution of performance, have been designed in compliance with the GIPS standards and have been implemented on a firm-wide basis. Verification does not provide assurance on the accuracy of any specific performance report.
    • A list of composite descriptions, a list of limited distribution pooled fund descriptions, and a list of broad distribution pooled funds are available upon request.
    • For a GIPS composite report on any of our composites, please call 617-865-6216.
    • The verification and performance examination reports are available upon request.

*For the purpose of complying with GIPS, the GIPS firm is defined as Allspring. Since the GIPS firm’s creation in 1996, the firm has acquired a number of investment teams and/or assets through mergers or acquisitions which include assets and/or investment teams from Wells Capital Management, EverKey Global Partners, Wells Fargo Asset Management (International) Limited, Analytic Investors, LLC, Golden Capital Management, LLC, Wells Fargo Asset Management Luxembourg S.A. and Wells Fargo Funds Management, LLC (WFFM).

  • Proxy Voting: Per Rule 206(4) under the Investment Advisors Act of 1940, Allspring has made a copy of our Proxy Voting Policies and Procedures available upon request.
  • For a copy of Allspring Global Investments, LLC, Form ADV Part 2, please visit or call 1-833-568-4255.